Investment Banking Team
Managing Director of Investment Banking | Newbridge Securities Corporation
Over 20 years of investment banking experience.
Former President of Vista 21 Advisors, a business consulting firm focusing on the needs of emerging business entities.
Former President of Midtown Partners & Co., LLC., an investment banking firm that consistently ranked as one of the top 10 in number of private placements completed.
Former Equity Research Analyst covering the Auto Parts sector, at Merrill Lynch.
MBA from Georgia State University, Major in corporate finance; Bachelor’s from Emory University, Major in accounting.
Director of Investment Banking | Newbridge Securities Corporation
Over 40 Years of investment banking experience.
Former Managing Director of Investment Banking at Ladenburg Thalmann & Co. Inc., a leading middle-market investment bank.
Former Director at Salomon Brothers Inc. / Salomon Brothers International Limited.
Regional Managing Director of International Banking at Wells Fargo Bank Group.
MBA from the University of Pennsylvania (Wharton), BA from Colgate University.
H.H. (Kin) Houston III
Senior Vice President of Institutional Sales | Newbridge Securities Corporation
Over 20 Years of experience in the investment Industry
Began his career with Shearson Lehman, and worked at several boutique brokerages including Joseph Charles & Associates and JW Charles & Co.
Former Chairman and CEO of First Continental, Inc., a company which performed back office services for commodity pool operators and account managers.
Attended the University of South Carolina and Coastal Carolina University where he studied business management/finance.
Managing Director | LifeTech Capital
20 Years of experience in biotechnology financing
Former Senior Investment Banking positions at Gruntal & Co., Janney Montgomery Scott, Dawson James, Jesup & Lamont and Legend Merchant, focused on raising capital for emerging growth healthcare firms.
Has been an investor and founder in companies such as Sontra Medical, Adventrx, DTI, and Centauri Surgical Systems.
Rochester Institute of Technology for chemical engineering and completed the executive pharmacology program at MIT.
Thomas D. Masterson
Managing Director | LifeTech Capital
26 Years of Capital Market Experience
Has held senior investment banking roles at Paine Webber Jackson (now UBS), Shearson Lehman Brothers (now Morgan Stanley Smith Barney), Raymond James Financial Services, and National Financial Partners.
BA in Finance from the University of Massachusetts (Amherst).
Stephen M. Dunn
Senior Managing Director | LifeTech Capital
35 years of research, operations and finance experience.
Mr. Dunn has previously held several senior equity research roles at LifeTech Capital, Aurora Capital, Jesup & Lamont and Dawson James Securities.
Has held several management roles in business development, finance and operations at various biomedical companies Beckman Coulter (Coulter, Danaher), Cordis (Johnson & Johnson, Cardinal Health), and Telectronics (St. Jude Medical, Abbott Laboratories).
Director, Investment Banking | Sandstone Group
10 years of Investment Banking experience.
Former Vice President of Investment Banking at Ladenburg Thalmann & Co. Inc., a leading middle-market investment bank.
Former Associate of Investment Banking at Maxim Group, LLC, a retail-focused investment banking firm.
BA from the University of Pennsylvania.
Managing Director | Sendik Capital
Over 25 years of business experience in Investment Banking, Technology, Finance and Real Estate.
Provides advisory services in middle-market M&A and capital raises.
MBA in Finance from the Huizenga College of Business and Entrepreneurship at Nova Southeastern University
Bachelor of Science degree from Florida State University.