Investment Banking Team

  • Over 20 years of investment banking experience.
  • Former President of Vista 21 Advisors, a business consulting firm focusing on the needs of emerging business entities.
  • Former President of Midtown Partners & Co., LLC., an investment banking firm that consistently ranked as one of the top 10 in number of private placements completed.
  • Former Equity Research Analyst covering the Auto Parts sector, at Merrill Lynch.
  • MBA from Georgia State University, Major in corporate finance; Bachelor’s from Emory University, Major in accounting.
  • Over 30 years of investment banking experience.
  • Previously worked at H.J. Meyers, where he worked as an investment advisor, branch manager, ran the institutional sales department, and was an Investment Banker focused on Biotech and Technology.
  • Bachelor of Science degree from the State University of New York (Brockport).
  • Over 20 years of investment banking experience.
  • Former Managing Director of corporate finance at Legend Securities, CEO of PHD Capital, and SVP at Lehman Brothers and Oppenheimer, and former Managing Partner of the Centaurian Fund.
  • MBA in Finance and International Business from New York University.
  • Over 40 Years of investment banking experience.
  • Former Managing Director of Investment Banking at Ladenburg Thalmann & Co. Inc., a leading middle-market investment bank.
  • Former Director at Salomon Brothers Inc. / Salomon Brothers International Limited.
  • Regional Managing Director of International Banking at Wells Fargo Bank Group.
  • MBA from the University of Pennsylvania (Wharton), BA from Colgate University.
  • Over 20 Years of experience in the investment Industry
  • Began his career with Shearson Lehman, and worked at several boutique brokerages including Joseph Charles & Associates and JW Charles & Co.
  • Former Chairman and CEO of First Continental, Inc., a company which performed back office services for commodity pool operators and account managers.
  • Attended the University of South Carolina and Coastal Carolina University where he studied business management/finance.
  • Over 20 Years of experience in the investment Industry
  • Started and managed the equity and fixed income trading departments at Newbridge Securities.
  • Founder and Principal of Emerson Bennett, a retail-focused investment banking firm, where he ran the equity and fixed income trading department.
  • Florida International University, Finance Major.
  • 20 Years of experience in biotechnology financing
  • Former Senior Investment Banking positions at Gruntal & Co., Janney Montgomery Scott, Dawson James, Jesup & Lamont and Legend Merchant, focused on raising capital for emerging growth healthcare firms.
  • Has been an investor and founder in companies such as Sontra Medical, Adventrx, DTI, and Centauri Surgical Systems.
  • Rochester Institute of Technology for chemical engineering and completed the executive pharmacology program at MIT.
  • 26 Years of Capital Market Experience
  • Has held senior investment banking roles at Paine Webber Jackson (now UBS), Shearson Lehman Brothers (now Morgan Stanley Smith Barney), Raymond James Financial Services, and National Financial Partners.
  • BA in Finance from the University of Massachusetts (Amherst).
  • 35 years of research, operations and finance experience.
  • Mr. Dunn has previously held several senior equity research roles at LifeTech Capital, Aurora Capital, Jesup & Lamont and Dawson James Securities.
  • Has held several management roles in business development, finance and operations at various biomedical companies Beckman Coulter (Coulter, Danaher), Cordis (Johnson & Johnson, Cardinal Health), and Telectronics (St. Jude Medical, Abbott Laboratories).
  • 10 years of Investment Banking experience.
  • Former Vice President of Investment Banking at Ladenburg Thalmann & Co. Inc., a leading middle-market investment bank.
  • Former Associate of Investment Banking at Maxim Group, LLC, a retail-focused investment banking firm.
  • BA from the University of Pennsylvania.
  • Over 25 years of business experience in Investment Banking, Technology, Finance and Real Estate.
  • Provides advisory services in middle-market M&A and capital raises.
  • MBA in Finance from the Huizenga College of Business and Entrepreneurship at Nova Southeastern University
  • Bachelor of Science degree from Florida State University.